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Sean Frederic O'Leary

State Street Global Advisors Funds Distributors, LLC

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About Sean Frederic O'Leary

Sean O'Leary is a financial professional with over 17 years of experience in the industry. Sean is currently registered with State Street Global Advisors Funds Distributors, LLC, and is licensed in all 50 states and the District of Columbia. Sean previously worked at firms such as CRITO CAPITAL LLC, RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC, INVESCO DISTRIBUTORS, INC., RYDEX DISTRIBUTORS, INC., and SIGNATOR INVESTORS, INC.

Firm Information

Sean O'Leary is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean O'Leary’s Registration & Firm History

MA

08/15/2023 - Present

State Street Global Advisors Funds Distributors, LLC (BOSTON MA)

CT

09/11/2020 - 08/18/2023

CRITO CAPITAL LLC (WESTPORT CT)

WA

08/06/2019 - 06/24/2020

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)

TX

06/17/2010 - 05/31/2019

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

IL

04/08/2010 - 06/15/2010

RYDEX DISTRIBUTORS, INC. (SCHAUMBURG IL)

IL

12/01/2007 - 05/10/2010

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

IL

07/19/2006 - 11/21/2007

SIGNATOR INVESTORS, INC. (ROSEMONT IL)

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Licenses & Designations

BOTH

Issued 09/01/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2007

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Frederic O'Leary.
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