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Sean Francis Walsh

Scarsdale Investment Group, Ltd.

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About Sean Francis Walsh

Sean Francis Walsh is a registered investment advisor. Sean has been active in the securities industry for over 30 years. Sean is currently employed by Scarsdale Investment Group, Ltd. Sean provides financial planning and non-discretionary, non-investment supervisory services to clients. Sean also has a prior employment history with Purkiss Capital Advisors, LLC. Sean's registrations include series 65, series 63 and series 7.

Firm Information

Sean Walsh is currently registered with Scarsdale Investment Group, Ltd.. Scarsdale Investment Group, Ltd. is an investment advisor specializing in non-discretionary, non-investment supervisory services and financial planning. They serve a variety of clients, including high-net-worth individuals (70 clients) and other individuals (56 clients).

Not reported

Assets Under Management

126

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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non-discretionary, non-investment supervisory services

Non-discretionary, non-investment supervisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

One time charge and percentage of assets under advisement

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Sean Walsh’s Registration & Firm History

PA

07/17/2023 - Present

Scarsdale Investment Group, Ltd. (BLUE BELL PA)

MA

12/09/1999 - 07/09/2021

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

12/10/1993 - 07/09/2021

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NA

11/12/1991 - 02/10/1994

LEHMAN GOVERNMENT SECURITIES INC.

NA

11/12/1991 - 02/10/1994

LEHMAN SPECIAL SECURITIES INC.

NY

11/12/1991 - 10/22/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/22/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/27/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Sean Francis Walsh.
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