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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Francis Oflaherty is an investment advisor representative at World Investment Advisors, LLC, based in Santa Barbara, CA. Sean has been in the industry for over 20 years, previously working for LPL Financial LLC, Royal Alliance Associates, Inc., and Commonwealth Financial Network, among others. Sean holds Series 6, 26, 63 and 65 licenses, demonstrating a strong understanding of investment products and regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/15/2015 - Present
World Investment Advisors, LLC (SANTA BARBARA CA)
ID
08/13/2010 - 10/22/2012
LPL FINANCIAL LLC (EAGLE ID)
CA
10/16/2007 - 06/08/2010
ROYAL ALLIANCE ASSOCIATES, INC. (WOODLAND HILLS CA)
CA
10/02/2006 - 09/17/2007
PARTNERVEST SECURITIES, INC. (SANTA BARBARA CA)
CA
11/20/2003 - 10/02/2006
FINANCIAL WEST GROUP (THOUSAND OAKS CA)
MA
04/04/2001 - 11/17/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
IN
06/30/2000 - 04/09/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/30/2000 - 04/09/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
09/03/1999 - 06/20/2000
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NY
07/31/1991 - 10/04/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/31/1991 - 10/04/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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