Unclaimed
Sean McHugh is a registered representative with BGC Financial, LP. Sean has been in the securities industry since April 1, 2008. Sean has a Series 3, 7, 55, 57TO, and 63 license. Sean has been registered with BGC Financial, LP since November 28, 2015 and is registered in 11 states. Sean was previously employed by Weeden & Co.L.P., BGC FINANCIAL, L.P. and Pali Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2015 - Present
BGC Financial, LP (NEW YORK NY)
CT
01/02/2013 - 10/22/2014
WEEDEN & CO.L.P. (GREENWICH CT)
NY
12/16/2009 - 01/04/2013
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
02/26/2007 - 12/23/2009
PALI CAPITAL, INC. (NEW YORK NY)
BC
Issued 03/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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