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Sean Francis McHugh

BGC Financial, LP

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About Sean Francis McHugh

Sean McHugh is a registered representative with BGC Financial, LP. Sean has been in the securities industry since April 1, 2008. Sean has a Series 3, 7, 55, 57TO, and 63 license. Sean has been registered with BGC Financial, LP since November 28, 2015 and is registered in 11 states. Sean was previously employed by Weeden & Co.L.P., BGC FINANCIAL, L.P. and Pali Capital, Inc.

Firm Information

Sean McHugh is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean McHugh’s Registration & Firm History

NY

11/28/2015 - Present

BGC Financial, LP (NEW YORK NY)

CT

01/02/2013 - 10/22/2014

WEEDEN & CO.L.P. (GREENWICH CT)

NY

12/16/2009 - 01/04/2013

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

02/26/2007 - 12/23/2009

PALI CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/27/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Francis McHugh.
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