Unclaimed
Sean Francis Glennon is a registered representative with TP Icap Global Markets Americas LLC, a broker-dealer located in New York, NY. Sean has been in the financial services industry since 2011 and holds the Series 7, Series 63, and SIE licenses. Sean is currently registered with FINRA and the states of New York and New Jersey. Previously, Sean worked at ICAP Securities USA LLC from 2014 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2011 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/16/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 04/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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