linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Sean Fitzgerald Haggerty

Jonestrading

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sean? Claim Your Profile

About Sean Fitzgerald Haggerty

Sean Fitzgerald Haggerty is a financial advisor with over 20 years of experience in the industry. Sean has a strong background in trading, having held roles at several firms, including Labranche Financial Services, Inc. and Haggerty & Co., LLC. Sean is currently registered with Jonestrading and holds several licenses and certifications including Series 7, Series 55, and Series 63. Sean is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Sean Haggerty is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sean Haggerty’s Registration & Firm History

CT

12/01/2006 - Present

Jonestrading (Stamford CT)

NY

11/03/2003 - 12/07/2006

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

06/03/2005 - 11/21/2006

HAGGERTY & CO., LLC (NEW YORK NY)

NY

10/04/2004 - 06/02/2005

HAGGERTY, KEVIN GASPAR (RYE NY)

NY

01/30/2003 - 10/06/2004

WILSON (JR), JOHN E (NEW YORK NY)

NY

05/28/2002 - 01/17/2003

SLL SECURITIES INC (NEW YORK NY)

NY

12/18/2001 - 01/10/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

Not sure if Sean Fitzgerald Haggerty is right for you?

Licenses & Designations

BC

Issued 05/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/09/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 12/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Fitzgerald Haggerty.
Not sure if Sean Fitzgerald Haggerty is right for you?