Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Finotti is a financial professional with over 8 years of experience in the financial services industry. He is currently registered with Robinhood Financial, LLC and is licensed to provide securities and investment advice in Illinois. Previously, Sean was employed with William Blair, ABN AMRO Clearing Chicago LLC, TD Ameritrade, Inc., and Scottrade, Inc. Sean holds the Series 3, 4, 7, 34, 55, 57TO, 63, 99TO, and SIE licenses. His experience spans a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/03/2022 - Present
Robinhood Financial, LLC (Chicago IL)
IL
06/07/2021 - 12/17/2021
WILLIAM BLAIR (CHICAGO IL)
IL
04/15/2019 - 06/08/2021
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
IL
04/12/2016 - 01/16/2018
TD AMERITRADE, INC. (CHICAGO IL)
IL
09/18/2013 - 04/07/2016
SCOTTRADE, INC. (CHICAGO IL)
BC
Issued 10/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 08/02/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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