Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Ferri is a registered representative with Fidelity Brokerage Services LLC in Durham, North Carolina. Sean has been in the financial services industry since 2010 and holds the Series 7, Series 9, Series 10, and Series 63 licenses. Sean previously worked at National Financial Services LLC in Boston, Massachusetts, and Fidelity Brokerage Services LLC in Merrimack, New Hampshire. Sean is registered in Massachusetts, New Hampshire, New Jersey, North Carolina, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/05/2017 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
MA
06/03/2014 - 01/31/2020
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
NH
03/26/2010 - 05/06/2014
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 12/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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