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Sean Farrell

TP Icap Global Markets Americas LLC

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About Sean Farrell

Sean Farrell is a financial professional with over 25 years of experience in the industry. Currently, Sean Farrell is registered with TP Icap Global Markets Americas LLC. Prior to joining TP Icap Global Markets Americas LLC, Sean Farrell was employed at WINTERFLOOD SECURITIES US CORPORATION, NORTHERN TRUST SECURITIES, INC., HSBC SECURITIES (USA) INC., SG AMERICAS SECURITIES, LLC, COLLINS STEWART LLC., CITIGROUP GLOBAL MARKETS INC., and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.

Firm Information

Sean Farrell is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Farrell’s Registration & Firm History

NY

08/27/2024 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/28/2021 - 07/06/2023

WINTERFLOOD SECURITIES US CORPORATION (NEW YORK NY)

NY

09/20/2019 - 01/07/2021

NORTHERN TRUST SECURITIES, INC. (NEW YORK NY)

NY

05/09/2016 - 04/09/2019

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

05/03/2011 - 04/19/2016

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

06/10/2009 - 04/21/2011

COLLINS STEWART LLC. (NEW YORK NY)

NY

01/08/2001 - 10/17/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

11/29/1991 - 10/05/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/22/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/27/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Farrell.
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