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Sean F Swager

Franklin Distributors, LLC

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About Sean F Swager

Sean Swager is a financial professional with over 13 years of experience in the financial services industry. Sean is currently registered with Franklin Distributors, LLC. Sean is a licensed securities professional with Series 6, 7, and 63 licenses. Sean has a strong understanding of the investment industry and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Sean Swager is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Swager’s Registration & Firm History

FL

07/07/2021 - Present

Franklin Distributors, LLC (St. Petersburg FL)

FL

02/06/2009 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 05/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/05/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean F Swager. Review regulatory record here.
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