Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Reynolds is a financial advisor with Raymond James & Associates, Inc. Sean is a registered investment advisor in 23 states, with over 18 years of experience in the financial industry. Sean has experience with a wide range of clients, including individuals, businesses, and institutions. He is committed to providing personalized financial advice and investment strategies to help clients achieve their financial goals. Sean has also held previous roles at Wells Fargo Clearing Services, LLC and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/31/2022 - Present
Raymond James & Associates, Inc. (BUFFALO NY)
NY
03/09/2010 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (WILLIAMSVILLE NY)
NY
10/23/2009 - 03/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BUFFALO NY)
NY
03/05/2010 - 03/08/2010
WELLS FARGO ADVISORS, LLC (WILLIAMSVILLE NY)
NY
08/13/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BUFFALO NY)
NY
04/02/2007 - 07/31/2007
MORGAN STANLEY & CO., INCORPORATED (WILLIAMSVILLE NY)
NY
05/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WILLIAMSVILLE NY)
IA
Issued 03/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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