Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Leahy is a financial professional registered with Roth Capital Partners, LLC. Sean has been in the industry for over 10 years and is a licensed securities agent in both California and Illinois. Sean is a Series 7, 63, 79, and SIE licensed representative. Sean has previously worked at Barrington Research Associates, Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
IL
10/04/2023 - Present
Roth Capital Partners, LLC (Chicago IL)
IL
05/16/2013 - 10/02/2023
BARRINGTON RESEARCH ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 07/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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