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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Everett Waters is an Investment Advisor Representative at Fidelity Personal AND Workplace Advisors. Sean has been in the industry since 2007. Sean holds Series 7, 9, 10, 63, and 65 licenses. Sean is registered in 53 states and has been with Fidelity Personal AND Workplace Advisors since July 2018. Previously, Sean was employed at BANC OF AMERICA INVESTMENT SERVICES, INC. for 3 years, from June 2006 to March 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
CA
06/19/2006 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CONCORD CA)
IA
Issued 12/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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