Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Estes is a financial advisor with Fidelity Brokerage Services LLC. Sean has been in the securities industry since October 16, 2016. Sean holds Series 63, Series 7, and SIE licenses. Sean is registered to sell securities in 52 states. Sean was previously employed by National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/30/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
06/30/2016 - 01/10/2019
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
BC
Issued 08/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sean Estes is the right advisor for you? Invested Better is here to help.
