Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Erik Ekiert is a financial advisor with Raymond James & Associates, Inc. Sean has been in the financial industry since 1997. He is registered with the state of Virginia. Sean has a broad range of experience and holds licenses in various investment areas. He has previously worked at BB&T SECURITIES, LLC, Scott & Stringfellow, LLC and Davenport & Company LLC. He is also active in the community and serves on the Chesterfield County Public Schools Citizen Budget Advisory Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/29/2013 - Present
Raymond James & Associates, Inc. (Richmond VA)
VA
01/02/2013 - 05/31/2013
BB&T SECURITIES, LLC (RICHMOND VA)
VA
02/08/2005 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
05/07/1998 - 02/02/2005
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
01/07/1997 - 07/21/1997
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IA
Issued 10/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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