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Sean Elliot Duncan

Empirical Research Partners LLC

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About Sean Elliot Duncan

Sean Elliot Duncan is a registered representative with Empirical Research Partners LLC. Sean is licensed to provide securities advice in New York. Sean has passed the Series 7, Series 63, and SIE exams. Sean's registration date with FINRA is 07/21/2023.

Firm Information

Sean Duncan is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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Sean Duncan’s Registration & Firm History

NY

05/31/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Elliot Duncan.
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