Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Elizabeth Ladd is an investment advisor representative with D.a. Davidson & Co. Sean has been in the financial services industry for 29 years. Sean has a background in providing financial planning, investment advisory, and portfolio management services to individuals, businesses, and high net worth individuals. Sean also offers a range of services including, educational seminars, publication of periodicals, and selection of other advisors. Sean previously worked at Russell Investments Financial Services, LLC, U.S. Bancorp Investments, Inc., Principal Funds Distributor, Inc., Source Capital Group, Inc., WM Funds Distributor, Inc., Wells Fargo Securities, Inc., First Interstate Investments, Inc., and FN Investment Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
11/05/2018 - Present
D.a. Davidson & Co. (BELLEVUE WA)
WA
06/08/2011 - 10/10/2017
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)
WA
09/01/2009 - 06/17/2011
U.S. BANCORP INVESTMENTS, INC. (EVERETT WA)
CA
05/20/2004 - 08/18/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
CT
05/30/2002 - 06/17/2004
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
IA
02/08/2000 - 10/05/2001
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
11/05/1996 - 02/19/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
07/15/1996 - 09/16/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
05/04/1995 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
05/22/1990 - 04/28/1995
FN INVESTMENT CENTER (SACRAMENTO CA)
CA
06/20/1989 - 01/03/1990
FN INVESTMENT CENTER (SACRAMENTO CA)
IA
Issued 11/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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