Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Edward Miller is a financial advisor who has been in the industry since January 1994. Sean is currently registered with Empower Financial Services, Inc. and is licensed in Connecticut. Sean is a licensed Series 6, 7, 63, 65, and SIE representative. Sean has experience with Hartford Securities Distribution Company, Inc., MML Distributors, LLC, Phoenix Equity Planning Corporation, and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
07/03/2013 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
01/01/2009 - 12/31/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
06/06/2000 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
07/01/1993 - 05/04/2000
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 10/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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