Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Westbrook is a financial advisor at Stifel, Nicolaus & Company, Inc. Sean has been in the securities industry since 2006. Sean is registered with the state of Colorado and Texas. Sean has a Series 66, Series 7 and SIE license. Sean's previous experience includes time at FSC Securities Corporation and Advantage Capital Corporation. Sean specializes in a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/23/2023 - Present
Stifel, Nicolaus & Company, Inc. (PUEBLO CO)
CO
02/27/2009 - 06/28/2019
FSC SECURITIES CORPORATION (PUEBLO CO)
CO
06/21/2007 - 02/27/2009
ADVANTAGE CAPITAL CORPORATION (PUEBLO CO)
CO
03/13/2006 - 02/22/2007
RBC DAIN RAUSCHER INC. (PUEBLO CO)
BOTH
Issued 04/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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