Unclaimed
Sean Drewniak is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Sean has been in the industry since 1999. Sean is registered with the state of Rhode Island and Florida. Sean's previous experience includes employment with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Sean offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
03/10/2022 - Present
Wells Fargo Advisors Financial Network, LLC (WARWICK RI)
RI
01/13/2011 - 02/10/2022
WELLS FARGO CLEARING SERVICES, LLC (PROVIDENCE RI)
RI
06/01/2009 - 01/24/2011
MORGAN STANLEY SMITH BARNEY (PROVIDENCE RI)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
10/05/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
MN
07/02/1999 - 09/01/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/02/1999 - 09/01/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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