Unclaimed
Sean Douglas Murphy is a financial professional who holds the Series 79TO, Series 63, Series 24 and SIE licenses. Sean is registered with the state of Texas. Sean is employed by Houlihan Lokey Capital, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/05/2020 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 08/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2020
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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