Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Douglas Harman is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc.. Sean has been in the financial services industry since 2001. Sean has a Series 7, Series 63, and SIE licenses. Sean is also a Certified Financial Planner. Sean has been with Raymond James Financial Services Advisors, Inc. since March 2017. Prior to that, Sean worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., and EDWARD JONES. Sean is currently registered in 28 states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Minnesota, Missouri, Nebraska, New Jersey, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, and Wisconsin. Sean has also been approved to provide investment advisory services in Missouri and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
03/20/2017 - Present
Raymond James Financial Services Advisors, Inc. (KANSAS CITY MO)
MO
05/14/2010 - 02/16/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LIBERTY MO)
MO
01/01/2008 - 05/14/2010
WELLS FARGO ADVISORS, LLC (LIBERTY MO)
MO
10/03/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LIBERTY MO)
MO
09/18/2001 - 10/07/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Harman is the right advisor for you? Invested Better is here to help.
