Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Doi Kelly is a securities professional with experience in the financial industry. Sean is currently registered with Mizuho Securities USA LLC. Prior to that Sean worked at Whitaker Securities LLC. Sean holds the Series 7TO and Series 63 licenses. Sean is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/10/2020 - 08/31/2021
WHITAKER SECURITIES LLC (GARDEN CITY NY)
BC
Issued 12/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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