Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Derby is a financial advisor at T. Rowe Price Investment Services, Inc. Sean has been in the financial services industry since May 7, 2023. Sean is a licensed and registered securities professional and holds Series 63, Series 6TO, and SIE licenses. Sean holds a Series 63 license, which is a Uniform Securities Agent State Law Examination. Sean also holds a Series 6TO license, which is an Investment Company Products/Variable Contracts Representative Examination. Sean is also licensed to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/08/2023 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
BC
Issued 10/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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