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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Thompson is an investment advisor representative with Prime Capital Financial. Sean has been in the industry for over 10 years and has experience in providing financial planning, portfolio management, and retirement planning services to individuals, businesses, and institutions. Sean has a Series 7TO, Series 63, and Series 65 licenses. Sean is currently registered with the state of South Carolina. Sean is also a licensed insurance agent and has experience selling and servicing fixed-insurance products. Sean has a strong understanding of the financial markets and a commitment to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
SC
11/02/2023 - Present
Prime Capital Financial (CHARLESTON SC)
KS
09/06/2023 - 01/09/2024
PRIVATE CLIENT SERVICES, LLC (Overland Park KS)
NH
12/20/2022 - 08/21/2023
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
IA
Issued 11/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
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