Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean David Spellman is a financial advisor with over 20 years of experience in the industry. Sean is currently registered with MML Investors Services, LLC in New Jersey and New York and has previously worked with a variety of financial institutions, including Pershing Advisor Solutions LLC, SEI Investments Distribution Co., MetLife Securities Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., PNC Investments, Essex National Securities, Inc., Wachovia Securities, Inc., First Union Brokerage Services, Inc., and American Express Financial Advisors Inc. Sean holds Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
11/08/2023 - Present
MML Investors Services, LLC (New York NY)
NJ
06/01/2022 - 02/07/2023
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
PA
04/22/2016 - 02/07/2023
PERSHING LLC (KING OF PRUSSIA PA)
PA
08/21/2014 - 11/03/2015
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
NJ
06/22/2007 - 07/17/2014
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
06/22/2007 - 07/17/2014
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
06/22/2007 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
06/22/2007 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
10/25/2004 - 05/04/2007
PNC INVESTMENTS (HADDONFIELD NJ)
CA
11/25/2002 - 10/15/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MO
10/01/2000 - 10/02/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
07/19/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
02/24/2000 - 06/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/24/2000 - 06/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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