Unclaimed
Sean David Pitt is an investment banking professional with over 8 years of experience in the financial industry. Sean has held positions at several firms including Leerink Partners LLC, FBR Capital Markets & Co. and Chardan Capital Markets LLC. Sean is a Series 7 and Series 79 licensed professional and is registered with the state of Massachusetts. Sean's experience in investment banking provides him with a strong understanding of the capital markets and the ability to advise clients on a range of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/25/2017 - Present
Leerink Partners LLC (BOSTON MA)
NY
02/27/2017 - 07/24/2017
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NY
02/06/2014 - 02/07/2017
CHARDAN CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 06/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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