Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kelly has over 20 years of experience in the financial services industry. Sean is currently registered with Ba Securities, LLC, which has offices in W. Conshohocken, Pennsylvania. Prior to joining Ba Securities, LLC, Sean was employed with Finalis Securities LLC, Camden Financial Services, Niagara International Capital Limited, and Cappello Capital Corp. Sean has a Series 7, 63, and SIE licenses, in addition to a Series 79TO license. Sean has been registered with the following states: California, Colorado, Florida, Missouri, Pennsylvania, Rhode Island, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/03/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
02/03/2021 - 03/02/2023
FINALIS SECURITIES LLC (NEW YORK NY)
TX
09/06/2017 - 05/05/2020
CAMDEN FINANCIAL SERVICES (Austin TX)
TX
12/16/2014 - 09/05/2017
NIAGARA INTERNATIONAL CAPITAL LIMITED (AUSTIN TX)
CA
01/19/2000 - 03/19/2014
CAPPELLO CAPITAL CORP. (SANTA MONICA CA)
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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