Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Lavin is a registered representative with Rainmaker Securities, LLC. Sean holds the Series 7, Series 63, Series 79TO, Series 86, and Series 87 licenses. Sean has been in the securities industry since 2007 and has worked at BTIG, LLC, LAZARD CAPITAL MARKETS LLC, and Oppenheimer & Co. Inc. Sean is registered in Arizona, California, Florida, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/29/2020 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
MA
11/11/2013 - 12/20/2019
BTIG, LLC (BOSTON MA)
NY
03/03/2008 - 11/05/2013
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
IL
01/30/2007 - 01/18/2008
OPPENHEIMER & CO. INC. (CHICAGO IL)
BC
Issued 02/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/04/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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