Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kath is a financial advisor with Prudential Annuities Distributors, Inc., a firm that has been providing financial advice for over a century. Sean has been working in the industry since 1990, and holds a Series 6, 7, 26 and 66 license. He has also passed the Securities Industry Essentials Examination. Sean is registered to provide financial advice in California, Florida, New Jersey, Rhode Island, South Dakota, and Vermont. He has worked in the financial industry for over 30 years, serving as a licensed advisor for Prudential Annuities Distributors, Inc., PRUCO SECURITIES, LLC., and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/26/2020 - Present
Prudential Annuities Distributors, Inc. (New York NY)
NJ
01/29/1990 - 03/31/2020
PRUCO SECURITIES, LLC. (LAWRENCEVILLE NJ)
NJ
01/29/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 12/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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