Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Frazer is a financial advisor with Periculum Capital Markets, LLC, located in Carmel, Indiana. Sean has been in the financial industry for over 10 years and holds a Series 63, Series 24, SIE, Series 82, and Series 79 license. Sean specializes in providing investment banking services. He is registered with the state of Indiana and is a member of FINRA. Sean is also a registered representative with Periculum Advisors, LLC, which is a previous firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
09/24/2015 - Present
Periculum Capital Markets, LLC (Carmel IN)
IN
01/28/2011 - 01/19/2012
PERICULUM ADVISORS, LLC (CARMEL IN)
BC
Issued 11/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 09/24/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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