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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Daniel Norton is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Sean Daniel Norton has been active in the industry since 2010 and is registered in 51 states to provide investment advisory services. Sean Daniel Norton has been working at Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2020. Previously, Sean Daniel Norton worked at Paychex Securities Corporation, Comerica Securities, Comerica, Inc., and Wells Fargo. Sean Daniel Norton holds Series 65, Series 66, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
12/09/2015 - 07/09/2018
PAYCHEX SECURITIES CORPORATION (NOVI, MI)
MI
01/30/2008 - 11/04/2015
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
IA
Issued 07/06/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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