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Sean Daniel Fisher

Hilltop Securities Inc.

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About Sean Daniel Fisher

Sean Daniel Fisher is a financial professional with over 10 years of experience in the industry. Sean has a strong track record of providing financial guidance and investment management services to individuals, families, and businesses. Sean is currently registered with Hilltop Securities Inc. and holds Series 7, Series 63, Series 50 and SIE licenses. Prior to joining Hilltop Securities Inc. Sean worked at Janney Montgomery Scott LLC. Sean's areas of expertise include financial planning, portfolio management, and investment advisory services.

Firm Information

Sean Fisher is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Sean Fisher’s Registration & Firm History

RI

08/18/2021 - Present

Hilltop Securities Inc. (LINCOLN RI)

MA

12/01/2010 - 08/27/2021

JANNEY MONTGOMERY SCOTT LLC (Boston MA)

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Licenses & Designations

BC

Issued 01/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Daniel Fisher.
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