Unclaimed
Sean Doyle is a financial advisor with Cambridge Investment Research, Inc. in Biddeford, Maine. Sean has been in the financial services industry since 2013 and has worked at a number of firms, including T3 Trading Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sean has a variety of licenses and certifications, including the Series 7, Series 56, Series 66, and the SIE. Sean is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
03/05/2024 - Present
Cambridge Investment Research, Inc. (Biddeford ME)
NY
10/09/2019 - 10/14/2020
T3 TRADING GROUP, LLC (NEW YORK NY)
ME
10/02/2018 - 09/13/2019
KEY INVESTMENT SERVICES LLC (ROCKLAND ME)
NY
02/26/2016 - 06/22/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHAMPTON NY)
NY
11/07/2014 - 01/28/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
04/23/2013 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
BOTH
Issued 05/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/07/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
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