Unclaimed
Sean Cornelius Suarez is a financial advisor with Raymond James & Associates, Inc. Sean has been in the industry since June 2003 and has a broad range of experience in financial planning and investment management. Sean holds the Series 31, Series 7, Series 9, Series 10, and Series 66 licenses. Sean also holds the SIE license. Sean is registered in several states including Florida, California, Connecticut, Georgia, Indiana, Louisiana, Maryland, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia and Washington. Sean serves high net worth individuals, insurance companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations, and other businesses. Sean is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/09/2005 - Present
Raymond James & Associates, Inc. (JACKSONVILLE FL)
BOTH
Issued 06/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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