Unclaimed
Sean McElwaine is a financial professional with experience in the securities industry. Sean is currently registered with Mufg Securities Americas Inc. Sean has passed the Series 63, Series 7TO, Series 79TO and SIE exams. Sean is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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