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Sean Conlon Lynch

Neuberger Berman BD LLC

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About Sean Conlon Lynch

Sean Conlon Lynch is a financial advisor with Neuberger Berman BD LLC. Sean has been working in the financial industry since 2016. Sean is registered with the state of New York as an Investment Advisor Representative (IAR) and a Registered Representative (RR). Sean has passed the Series 6, 7, 63, 66, and SIE exams. Sean has previous experience working at Foresters Financial Services, Inc. Sean currently holds registrations in 18 states, including California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Montana, New Hampshire, New Jersey, New York, South Carolina, Vermont, Virginia, Wisconsin, and Wyoming.

Firm Information

Sean Lynch is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Lynch’s Registration & Firm History

NY

09/07/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/02/2016 - 05/11/2021

NEUBERGER BERMAN BD LLC (NEW YORK NY)

NY

02/09/2016 - 03/07/2016

FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/14/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/17/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/09/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Conlon Lynch.
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