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Sean Christopher Tucker

Cetera Investment Advisers LLC

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About Sean Christopher Tucker

Sean Tucker is a financial professional with over 25 years of experience in the financial services industry. Sean has a strong background in providing financial advice and services to individuals, families, and businesses. Sean holds the Series 7, Series 63, and Series 65 licenses. Sean is a Certified Financial Planner™ professional. Sean is currently registered with Cetera Investment Advisers LLC. Sean has previously been registered with VALIC Financial Advisors, Inc., VOYA Financial Advisors, Inc., ING Financial Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Washington Square Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and Waddell & Reed, Inc. Sean provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Sean's experience, education, and licenses allow Sean to provide comprehensive financial advice and services to clients.

Firm Information

Sean Tucker is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

10955 LOWELL AVE STE 900, 910, 920, 100, and 200

OVERLAND PARK, KS 66210

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Tucker’s Registration & Firm History

KS

03/21/2024 - Present

Cetera Investment Advisers LLC (OVERLAND PARK KS)

KS

01/06/2015 - 02/18/2022

VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)

KS

01/03/2011 - 12/31/2014

VOYA FINANCIAL ADVISORS, INC. (TOPEKA KS)

KS

01/07/2004 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (TOPEKA KS)

MA

03/20/2003 - 08/25/2003

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/20/2003 - 08/25/2003

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

CT

05/07/2002 - 03/17/2003

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MN

05/19/1998 - 05/13/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/19/1998 - 05/13/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

KS

05/05/1997 - 05/20/1998

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 6/24/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/2/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Christopher Tucker.
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