Unclaimed
Sean Christopher Tucker is a financial advisor with over 25 years of experience in the financial services industry. Sean currently works for Cetera Investment Advisers LLC and is registered as a Registered Representative in Kansas, Missouri, and Texas. Prior to joining Cetera Investment Advisers LLC, Sean worked for VALIC Financial Advisors, INC. and VOYA FINANCIAL ADVISORS, INC. Sean is a Certified Financial Planner and offers financial planning, portfolio management, and pension consulting services. Sean works with a variety of clients including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
KS
01/06/2015 - 02/18/2022
VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
KS
01/03/2011 - 12/31/2014
VOYA FINANCIAL ADVISORS, INC. (TOPEKA KS)
KS
01/07/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (TOPEKA KS)
MA
03/20/2003 - 08/25/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/20/2003 - 08/25/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
05/07/2002 - 03/17/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
05/19/1998 - 05/13/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/19/1998 - 05/13/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
05/05/1997 - 05/20/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 06/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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