Unclaimed
Sean Tucker is a financial professional with over 25 years of experience in the financial services industry. Sean has a strong background in providing financial advice and services to individuals, families, and businesses. Sean holds the Series 7, Series 63, and Series 65 licenses. Sean is a Certified Financial Planner™ professional. Sean is currently registered with Cetera Investment Advisers LLC. Sean has previously been registered with VALIC Financial Advisors, Inc., VOYA Financial Advisors, Inc., ING Financial Advisors, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Washington Square Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, and Waddell & Reed, Inc. Sean provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Sean's experience, education, and licenses allow Sean to provide comprehensive financial advice and services to clients.
10955 LOWELL AVE STE 900, 910, 920, 100, and 200
OVERLAND PARK, KS 66210
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
KS
01/06/2015 - 02/18/2022
VALIC FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
KS
01/03/2011 - 12/31/2014
VOYA FINANCIAL ADVISORS, INC. (TOPEKA KS)
KS
01/07/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (TOPEKA KS)
MA
03/20/2003 - 08/25/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/20/2003 - 08/25/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
05/07/2002 - 03/17/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MN
05/19/1998 - 05/13/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/19/1998 - 05/13/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
05/05/1997 - 05/20/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 6/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/2/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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