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Sean Christopher Rooney

PNC Investments

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About Sean Christopher Rooney

Sean Christopher Rooney is a financial advisor with PNC Investments. Sean has been in the financial services industry since January 2017. Sean is registered with the state of Pennsylvania and holds the Series 7, Series 63, Series 66 and SIE licenses. Sean has prior experience with Edward Jones, Prudential Investment Management Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and other financial institutions. Sean's primary focus is on providing portfolio management for individuals and businesses.

Firm Information

Sean Rooney is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Rooney’s Registration & Firm History

PA

06/01/2021 - Present

PNC Investments (MOUNTAINTOP PA)

PA

12/23/2019 - 05/27/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILKES BARRE PA)

PA

09/10/2019 - 12/11/2019

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

PA

01/23/2017 - 09/18/2018

EDWARD JONES (STROUDSBURG PA)

PA

07/18/2016 - 01/23/2017

CHARLES SCHWAB & CO., INC. (ALLENTOWN PA)

PA

11/02/2015 - 05/10/2016

NATIONAL PLANNING CORPORATION (WYOMISSING PA)

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Licenses & Designations

BOTH

Issued 11/15/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Christopher Rooney.
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