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Sean Christopher Morris

Prudential Investment Management Services LLC

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About Sean Christopher Morris

Sean Christopher Morris is a financial advisor at Prudential Investment Management Services LLC. Sean has been in the financial services industry since June 13, 2004. Sean has a Series 6, 7, 24, 26, 63 and SIE licenses. Sean's professional experience includes previous roles at CCO Capital, LLC, Sun Life Financial Distributors, Inc., Lincoln Financial Distributors, Inc., and AIG SunAmerica Capital Services, Inc. Sean is registered to provide investment advice in all 50 states.

Firm Information

Sean Morris is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Morris’s Registration & Firm History

NJ

08/05/2022 - Present

Prudential Investment Management Services LLC (Newark NJ)

AZ

12/12/2012 - 05/13/2021

CCO CAPITAL, LLC (PHOENIX AZ)

MA

12/01/2008 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CA

06/22/2006 - 11/25/2008

LINCOLN FINANCIAL DISTRIBUTORS, INC. (ALTADENA CA)

NJ

03/15/2002 - 05/30/2006

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2013

Series 24 - General Securities Principal Examination

BC

Issued 07/17/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2012

Series 7 - General Securities Representative Examination

BC

Issued 03/14/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Christopher Morris.
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