Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Keenan is a financial advisor based in Charlotte, NC. Sean has been in the financial services industry for over 20 years, working with both individuals and businesses. Sean has worked for a variety of firms, including Ameritrade, TD Ameritrade, and Fidelity Brokerage Services. Sean currently is an advisor at both Pershing LLC and Pershing Advisor Solutions LLC. Sean has a wide range of experience in the financial services industry, and is well-versed in a variety of financial products and services. Sean is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/01/2021 - Present
Pershing LLC (CHARLOTTE NC)
IL
09/27/2007 - 05/27/2009
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IL
01/27/2006 - 05/22/2007
TD AMERITRADE, INC. (CHICAGO IL)
NE
01/02/2002 - 01/31/2006
AMERITRADE, INC. (OMAHA NE)
NE
09/17/2002 - 01/02/2003
AMERITRADE INSTITUTIONAL SERVICES, INC. (OMAHA NE)
NE
01/23/2001 - 12/31/2001
AMERITRADE INSTITUTIONAL SERVICES, INC. (OMAHA NE)
IA
Issued 05/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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