Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Horridge is a registered representative with Capital One Securities, Inc. Sean holds a Series 63, Series 79TO, and SIE. Sean has been in the securities industry since September 17, 2020. He is registered in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/17/2020 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 04/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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