Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Christopher Forge is a financial advisor with Pacific Oak Capital Markets, LLC, with over 20 years of experience in the financial services industry. Sean began his career in 1999 and holds Series 7, 24, 63, 79, and 99 licenses. Sean has also been registered with ARETE WEALTH MANAGEMENT, LLC, KBS CAPITAL MARKETS GROUP LLC, and WAMU INVESTMENTS, INC. in the past. Sean is registered with FINRA and is currently licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/06/2021 - Present
Pacific OAK Capital Markets, LLC (COSTA MESA CA)
IL
05/29/2020 - 12/31/2020
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
CA
04/19/2010 - 11/12/2018
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
10/20/1999 - 02/05/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
MA
08/16/1999 - 10/06/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
BC
Issued 03/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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