Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Christopher D'gornaz is a financial professional with over 18 years of experience in the industry. Sean is currently registered with Fidelity Brokerage Services LLC, a leading financial services company. Sean has a broad range of experience having worked with GWFS Equities, Inc. and T. Rowe Price Investment Services, Inc. in the past. Sean is dedicated to helping clients achieve their financial goals and provides personalized advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/22/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CO
07/02/2016 - 03/21/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
12/06/2007 - 06/03/2016
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
CO
04/11/2006 - 11/21/2007
AXA ADVISORS, LLC (COLORADO SPRINGS CO)
MD
10/04/2005 - 04/03/2006
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 06/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sean D'gornaz is the right advisor for you? Invested Better is here to help.
