Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Christman is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sean has been in the financial industry since April 2010. Sean is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Sean is also registered to offer investment advisory services in New Jersey and Texas. Sean specializes in providing investment advice to individuals, businesses, and institutions. Sean offers a range of financial services including portfolio management, retirement planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
BOTH
Issued 9/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 4/24/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/20/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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