Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Dwyer is a Financial Advisor with C. L. King & Associates, Inc. located in Hoboken, New Jersey. Sean has over 25 years of experience in the financial services industry. Sean has a Series 7, Series 24, Series 63 and Series 65 licenses. Sean has held previous positions with NEEDHAM & COMPANY, LLC, GERARD KLAUER MATTISON & CO.,L.L.C. and COWEN & CO. Sean is registered in New Jersey, New York and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/05/2019 - Present
C. L. King & Associates, Inc. (HOBOKEN NJ)
NY
02/25/1997 - 01/03/2018
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
11/30/1995 - 02/24/1997
GERARD KLAUER MATTISON & CO.,L.L.C. (NEW YORK NY)
NY
02/17/1992 - 12/20/1995
COWEN & CO. (NEW YORK NY)
IA
Issued 10/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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