Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Charles Wintz is an investment advisor representative associated with Edelman Financial Engines. Sean has been in the financial services industry for over 20 years. Sean currently holds registrations for investment advisor representative in Maryland, Texas and Virginia. Previously, Sean worked for various firms including EF LEGACY SECURITIES, LLC, Sanders Morris Harris LLC, Fidelity Brokerage Services LLC, GRW Capital Corporation, UBS PAINEWEBBER INC, NYLIFE SECURITIES INC, PRIME CHARTER LTD, and Barrington Capital Group, L.P. Sean has a strong background in financial planning and portfolio management. Sean is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
VA
11/01/2018 - Present
Edelman Financial Engines (ALEXANDRIA VA)
NY
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (NEW YORK NY)
VA
10/26/2007 - 04/22/2016
SANDERS MORRIS HARRIS LLC (ALEXANDRIA VA)
VA
09/17/2004 - 10/03/2007
FIDELITY BROKERAGE SERVICES LLC (TYSONS CORNER VA)
MN
05/25/2004 - 08/31/2004
GRW CAPITAL CORPORATION (MINNEAPOLIS MN)
NJ
04/07/2000 - 06/03/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/16/1998 - 04/14/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
02/26/1998 - 05/04/1998
PRIME CHARTER LTD. (NEW YORK NY)
NY
07/10/1996 - 01/12/1998
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
BOTH
Issued 06/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Sean Wintz is the right advisor for you? Invested Better is here to help.
