Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Charles Minor is an Investment Advisor Representative at Capital Client Group, Inc. Sean has been in the financial services industry since February 8, 2001. Sean has a Series 6, 7, 26, 63, and 65 license and has held positions with Putnam Retail Management Limited Partnership and American Funds. Sean's office is located in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
09/06/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
01/18/2001 - 06/28/2010
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 09/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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