Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Carbone Gormley is a financial advisor at Stifel, Nicolaus & Company, Inc., a firm headquartered in St. Louis, MO. Sean has been in the financial services industry since 2003 and is registered to provide investment advice and securities brokerage services in 22 states. Sean holds Series 7, 24 and 63 licenses and the SIE exam designation. Sean specializes in a variety of investment services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/07/2019 - Present
Stifel, Nicolaus & Company, Inc. (BETHESDA MD)
VA
07/07/2003 - 03/04/2019
B. RILEY FBR, INC. (ARLINGTON VA)
BC
Issued 07/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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