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Sean Callaghan

TP Icap Global Markets Americas LLC

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About Sean Callaghan

Sean Callaghan is a registered representative with Tp Icap Global Markets Americas Llc. Sean has been in the industry since 2023 and has a Series 3, Series 7TO and SIE. Sean is also registered in New York and holds a Series 63 license.

Firm Information

Sean Callaghan is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Callaghan’s Registration & Firm History

NY

08/12/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

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Licenses & Designations

BC

Issued 09/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2023

Series 3 - National Commodity Futures Examination

BC

Issued 08/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Callaghan.
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